Zlaten Lev Brokers Ltd

About Zlaten Lev Brokers Ltd

Zlaten Lev Brokers Ltd is a registered investment intermediary with permission of the Bulgarian SEC (Security Exchange Commission) № 76-ИП/31.07.1998, № 76а-ИП/15.12.1999 and owns a license № РГ-03-0073/18.04.2006.

The company is a licensed investment intermediary, member of the Bulgarian Stock Exchange-Sofia JSC and of Central Depository AD that provides professional investment services and activities according to article 54, § 2, section 1, 2, 4, 5 and 7 Law On Public Offering Of Securities as follows:

· Receiving and transferring orders for trading with securities, including intermediation for concluding such deals;

· Implementing orders about purchase or sale of securities at client’s expense;

· Managing an individual portfolio of a client, including securities, without day to day instructions by the client;

· Providing individual investment consultations to a client, regarding securities’ deals;

· Offering securities for initial sale without unconditionally and irrevocable obligation for acquiring securities at own expenses;

and additional services according to article 54, § 3, section 1, 3, 5 and 7 in connection with § 2, section 7 Law On Public Offering Of Securities as follows:

· Preserving and administrating of securities at client’s expenses, including guardian activity (keep securities and money at depositary institution) and related services as managing the incoming financial assets/offered securities;

· Consulting companies about capital structure, industrial strategy and related matters as well as consultations and services, related to mergers and acquisitions;

· Investment researches and financial analysis or other form of common advices related to securities;

· Services, related to initial offering of securities without any unconditional and irrevocable obligation for achieving securities at own

expenses.